Federated Hermes (UK) LLP

• Principal Place of Business

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072928620

  Web

  https://www.federatedhermes.com/us/uk-ucits/home.do

• Complaints Contact

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442072928622

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Unit

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  • · Limited to Investment Company with Variable Capital
  • · Limited to authorised unit trust box management.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Beaton Wilson Parker

  IRN JBP01050

  • CF30 Customer (5 Dec 2007 to 1 Jan 2016)
• John Richard Owen

  IRN JRO01040

  • CF4 Partner (23 Mar 2009 to 13 Apr 2012)
• Judith Mary Benson

  IRN JMB01336

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF21 Investment Adviser
  • CF10a CASS Oversight function (23 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (10 May 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 May 2012 to 8 Dec 2019)
  • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (22 Nov 2007 to 13 Apr 2012)
• Kenneth Turnbull

  IRN KXT15301

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Aug 2023)
  • CF30 Customer (23 May 2019 to 8 Dec 2019)
• Ketan Pravin Shah

  IRN KPS01055

  • CF30 Customer (14 Mar 2011 to 13 May 2019)
• Lewis James Barry

  IRN LXB00229

  • [FCA CF] Material risk taker (since 13 Feb 2024)
  • [FCA CF] Client dealing (since 13 Feb 2024)
• Maarten Jeroen Offeringa

  IRN MJO01092

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Apr 2018 to 8 Dec 2019)
• Marion Fayette

  IRN MXF00314

  • [FCA CF] Client dealing (7 Mar 2022 to 8 May 2025)
• Mark Coppell

  IRN MXC03315

  • CF30 Customer (10 May 2017 to 8 Dec 2019)
• Michael Boyce

  IRN MXB18316

  • SMF27 Partner (since 25 Feb 2020)
  • CF2 Non Executive Director (25 Sep 2019 to 8 Dec 2019)

No changes recorded yet.