Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF21 Investment Adviser
    • CF10a CASS Oversight function (23 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 May 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 May 2012 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (22 Nov 2007 to 13 Apr 2012)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF21 Investment Adviser (7 Dec 2004 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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