Federated Hermes (UK) LLP

• Principal Place of Business

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072928620

  Web

  https://www.federatedhermes.com/us/uk-ucits/home.do

• Complaints Contact

  Federated Investors UK LLP

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +442072928622

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Unit

  Show 2 limitations Hide limitations

  • · Limited to Investment Company with Variable Capital
  • · Limited to authorised unit trust box management.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mohamed Kazaur Rahman

  IRN MXR00708

  • [FCA CF] Client dealing (since 14 Apr 2021)
  • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2021 to 14 Feb 2024)
• Mohammed Hassan Elmi

  IRN MHE01036

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (23 Dec 2015 to 8 Dec 2019)
• Nelida Lifac

  IRN NXL01131

  • CF11 Money Laundering Reporting (8 Jul 2010 to 12 Oct 2010)
  • CF10 Compliance Oversight (8 Jul 2010 to 12 Oct 2010)
• PATRICK Bayliss

  IRN PTB01034

  • CF30 Customer (4 Oct 2013 to 1 May 2019)
• Philip Henry Marmion Dymoke

  IRN PHD01007

  • CF10 Compliance Oversight (22 Nov 2007 to 11 Jun 2010)
  • CF11 Money Laundering Reporting (22 Nov 2007 to 11 Jun 2010)
• Poon Hung (Jordan) Chung

  IRN PHC01070

  • CF30 Customer (2 Dec 2015 to 30 Jun 2017)
• Ronan Walsh

  IRN RXW18317

  • SMF27 Partner (since 25 Feb 2020)
  • CF2 Non Executive Director (25 Sep 2019 to 8 Dec 2019)
• Rupert Charles Gifford Lywood

  IRN RCL01033

  • CF4 Partner (22 Nov 2007 to 16 Nov 2011)
• Ryan Alexander Bradshaw

  IRN RAB01434

  • CF30 Customer (20 Jul 2016 to 5 Dec 2016)
• Simon John Elvidge

  IRN SJE01052

  • CF11 Money Laundering Reporting (12 Oct 2010 to 10 May 2012)
  • CF10 Compliance Oversight (12 Oct 2010 to 10 May 2012)

No changes recorded yet.