Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (8 Jul 2010 to 12 Oct 2010)
- CF11 Money Laundering Reporting (8 Jul 2010 to 12 Oct 2010)
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- CF10 Compliance Oversight (8 Jul 2010 to 12 Oct 2010)
- CF11 Money Laundering Reporting (8 Jul 2010 to 12 Oct 2010)
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- CF10 Compliance Oversight (9 Jun 2008 to 5 Aug 2008)
- CF11 Money Laundering Reporting (9 Jun 2008 to 5 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.