Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mobeus Equity Partners LLP (no longer approved here)

    FRN 456538

    • CF10 Compliance Oversight (8 Jul 2010 to 12 Oct 2010)
    • CF11 Money Laundering Reporting (8 Jul 2010 to 12 Oct 2010)
  • Federated Hermes (UK) LLP (no longer approved here)

    FRN 469674

    • CF10 Compliance Oversight (8 Jul 2010 to 12 Oct 2010)
    • CF11 Money Laundering Reporting (8 Jul 2010 to 12 Oct 2010)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF10 Compliance Oversight (9 Jun 2008 to 5 Aug 2008)
    • CF11 Money Laundering Reporting (9 Jun 2008 to 5 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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