Simon John Elvidge

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EOS INVESTMENT MANAGEMENT LTD
FRN 657756
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 Feb 2016 to 8 Dec 2019)
Mobeus Equity Partners LLP (no longer approved here)
FRN 456538
- CF11 Money Laundering Reporting (12 Oct 2010 to 30 Jun 2012)
- CF10 Compliance Oversight (12 Oct 2010 to 30 Jun 2012)
Federated Hermes (UK) LLP (no longer approved here)
FRN 469674
- CF11 Money Laundering Reporting (12 Oct 2010 to 10 May 2012)
- CF10 Compliance Oversight (12 Oct 2010 to 10 May 2012)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF10 Compliance Oversight (7 Sep 2009 to 30 Sep 2010)
- CF11 Money Laundering Reporting (7 Sep 2009 to 30 Sep 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.