Date authorised
1 July 2015
Companies House
09259578
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    84 Brook Street
    London
    W1K 5EH
    UNITED KINGDOM
    Phone
    +442037097957
  • Complaints Contact

    84 Brook Street
    London
    W1K 5EH
    UNITED KINGDOM
    Phone
    +442037097957

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anne Canel

    IRN AXC00973

    • Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2022)
  • Ciro Mongillo

    IRN CXM02353

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jul 2015 to 8 Dec 2019)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
  • Danilo Oreste Broggi

    IRN DOB01013

    • CF2 Non Executive Director (19 Feb 2016 to 31 Jul 2019)
  • Giovanni Galasso

    IRN GXG22570

    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • Giuseppe La Loggia

    IRN GXL00237

    • [FCA CF] Client dealing (since 2 Jan 2023)
  • June Doe Sung

    IRN JDS01242

    • CF30 Customer (1 Jan 2016 to 31 Oct 2016)
    • CF1 Director (1 Jan 2016 to 31 Oct 2016)
  • Lorenzo Savi

    IRN LXS01321

    • [FCA CF] Significant management (1 Jan 2021 to 30 Jun 2024)
  • Natalino Mongillo

    IRN NXM01706

    • [FCA CF] Client dealing (since 1 Jan 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jul 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
  • Nicola Beretta Covacivich

    IRN NXB01205

    • [FCA CF] Client dealing (2 Jan 2023 to 15 Jul 2025)
  • Simon John Elvidge

    IRN SJE01052

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.