EOS INVESTMENT MANAGEMENT LTD
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
84 Brook StreetLondonW1K 5EHUNITED KINGDOM- Phone
- +442037097957
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Complaints Contact
84 Brook StreetLondonW1K 5EHUNITED KINGDOM- Phone
- +442037097957
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Anne Canel
IRN AXC00973
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2022)
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Ciro Mongillo
IRN CXM02353
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Jul 2015 to 8 Dec 2019)
- CF3 Chief Executive (1 Jul 2015 to 8 Dec 2019)
- CF1 Director (1 Jul 2015 to 8 Dec 2019)
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Danilo Oreste Broggi
IRN DOB01013
- CF2 Non Executive Director (19 Feb 2016 to 31 Jul 2019)
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Giovanni Galasso
IRN GXG22570
- CF30 Customer (1 Nov 2019 to 8 Dec 2019)
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Giuseppe La Loggia
IRN GXL00237
- [FCA CF] Client dealing (since 2 Jan 2023)
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June Doe Sung
IRN JDS01242
- CF30 Customer (1 Jan 2016 to 31 Oct 2016)
- CF1 Director (1 Jan 2016 to 31 Oct 2016)
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Lorenzo Savi
IRN LXS01321
- [FCA CF] Significant management (1 Jan 2021 to 30 Jun 2024)
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Natalino Mongillo
IRN NXM01706
- [FCA CF] Client dealing (since 1 Jan 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Jul 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Jul 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Jul 2015 to 8 Dec 2019)
- CF30 Customer (1 Jul 2015 to 8 Dec 2019)
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Nicola Beretta Covacivich
IRN NXB01205
- [FCA CF] Client dealing (2 Jan 2023 to 15 Jul 2025)
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Simon John Elvidge
IRN SJE01052
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (23 Feb 2016 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.