Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF27 Investment Management
    • [FCA CF] Material risk taker (8 Jul 2021 to 7 Nov 2024)
    • [FCA CF] Client dealing (8 Jul 2021 to 7 Nov 2024)
    • CF3 Chief Executive (13 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (22 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (22 Nov 2007 to 13 Apr 2012)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2004)
    • CF27 Investment Management (1 Dec 2001 to 10 Nov 2004)
    • CF26 Customer Trading (1 Dec 2001 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.