Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Federated Hermes (UK) LLP
FRN 469674
- SMF1 Chief Executive (since 9 Dec 2019)
- CF27 Investment Management
- [FCA CF] Material risk taker (8 Jul 2021 to 7 Nov 2024)
- [FCA CF] Client dealing (8 Jul 2021 to 7 Nov 2024)
- CF3 Chief Executive (13 Apr 2012 to 8 Dec 2019)
- CF30 Customer (22 Nov 2007 to 8 Dec 2019)
- CF4 Partner (22 Nov 2007 to 13 Apr 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2004)
- CF27 Investment Management (1 Dec 2001 to 10 Nov 2004)
- CF26 Customer Trading (1 Dec 2001 to 4 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.