Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 28 Jun 2021)
- [FCA CF] Significant management (9 Dec 2019 to 28 Jun 2021)
- CF3 Chief Executive (14 Feb 2014 to 8 Dec 2019)
- CF30 Customer (14 Feb 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.