Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Federated Hermes (UK) LLP (no longer approved here)

    FRN 469674

    • SMF1 Chief Executive (9 Dec 2019 to 19 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Jun 2021)
    • CF3 Chief Executive (14 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (14 Feb 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.