Fairstone Wealth Management Limited

• Principal Place of Business

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +441915196000

  Web

  https://www.fairstone.co.uk

• Complaints Contact

  8 Camberwell Way

  Doxford International Business Park

  Sunderland

  SR3 3XN

  UNITED KINGDOM

  Phone

  +441915196000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · This permission is limited to Entering into regulated credit agreement as lender (excluding high-cost short-term credit, bill of sale loan agreement, and home-collected credit loan agreement) where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under a regulated credit agreement.

• Loan Servicing

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  • · This permission is limited to Entering into regulated credit agreement as lender (excluding high-cost short-term credit, bill of sale loan agreement, and home-collected credit loan agreement) where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under a regulated credit agreement.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Steven Richard Amison

  IRN SRA00018

  • [FCA CF] Client dealing (14 May 2021 to 31 Dec 2023)
  • [FCA CF] Functions requiring qualifications (14 May 2021 to 31 Dec 2023)
• Stuart Martyn White

  IRN SXW00042

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 16 Apr 2021)
• Susan Clare Rodrigues

  IRN SCR01095

  • [FCA CF] Manager of certification employee (23 May 2023 to 25 May 2024)
• Thomas Edward Chappell

  IRN TEC00006

  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Thomas Joseph Anthony Dean

  IRN TJD01054

  • CF30 Customer (4 Mar 2009 to 13 Jun 2013)
• Tom Taylor

  IRN TXT01380

  • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
  • SMF5 Head of Internal Audit (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF4 Chief Risk (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 5 Jul 2018)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
  • CF28 Systems and controls (5 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (5 Jul 2018 to 30 Sep 2018)
  • CF1 Director (5 Jul 2018 to 8 Dec 2019)
• Trevor Gordon Reilly

  IRN TGR00002

  • [FCA CF] Functions requiring qualifications (16 Jun 2021 to 31 Dec 2025)
  • [FCA CF] Client dealing (16 Jun 2021 to 31 Dec 2025)
• Trevor James Magee

  IRN TJM00015

  • [FCA CF] Client dealing (16 Jun 2021 to 23 Dec 2022)
  • [FCA CF] Functions requiring qualifications (16 Jun 2021 to 23 Dec 2022)
• Ursula Clair Sweis

  IRN UCS01003

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (4 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (3 Jul 2008 to 13 Jul 2011)
• Victoria Louise Todd

  IRN VLT01011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
  • CF30 Customer (26 Jul 2016 to 22 Mar 2019)

• Lord Financial Ltd (no longer appointed)

  FRN 504622 · Appointed 6 Aug 2009 · Until 9 Jul 2013

No changes recorded yet.