Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 6 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
    • (4)Employed By (since 6 Nov 2024)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • [FCA CF] Functions requiring qualifications (9 Feb 2024 to 11 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (12 Mar 2021 to 6 Jun 2022)
  • Echo Finance Limited (no longer approved here)

    FRN 570073

    • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 29 Jan 2024)
  • FLEET STREET FINANCIAL LTD. (no longer approved here)

    FRN 566865

    • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 26 Sep 2022)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
    • CF30 Customer (26 Jul 2016 to 22 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.