Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 6 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (since 16 Sep 2024)
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Power Financial Management Ltd
FRN 545975
- (4)Employed By (since 6 Nov 2024)
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- [FCA CF] Functions requiring qualifications (9 Feb 2024 to 11 Oct 2024)
- Appointed representative dealing with clients for which they require qualification (12 Mar 2021 to 6 Jun 2022)
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- [FCA CF] Functions requiring qualifications (8 Jan 2024 to 29 Jan 2024)
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- [FCA CF] Functions requiring qualifications (1 Jul 2022 to 26 Sep 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
- CF30 Customer (26 Jul 2016 to 22 Mar 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.