FLEET STREET FINANCIAL LTD.

• Principal Place of Business

  Midtown

  322 High Holborn

  London

  City Of London

  WC1V 7PB

  UNITED KINGDOM

  Phone

  +4402073536373

  Web

  https://www.fswealth.co.uk

• Complaints Contact

  Midtown

  322 High Holborn

  London

  City Of London

  WC1V 7PB

  UNITED KINGDOM

  Phone

  +4402073536379

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Edward Walmsley

  IRN BXW00139

  • [FCA CF] Functions requiring qualifications (18 Jan 2021 to 16 May 2025)
  • [FCA CF] Client dealing (18 Jan 2021 to 16 May 2025)
• Jordan Philip Ramsey

  IRN JXR00846

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
• Julian Clive Everard Morgan

  IRN JCM00025

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Oct 2019)
  • CF10 Compliance Oversight (2 Apr 2012 to 8 Dec 2019)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2012 to 6 Jul 2018)
• Leanne Marie Gilling

  IRN LXG00291

  • [FCA CF] Functions requiring qualifications (6 Jun 2023 to 7 Apr 2025)
• Maximillian Eric Dunmore

  IRN MXD00318

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Jan 2021)
  • [FCA CF] Client dealing (since 25 Jan 2021)
• Natasha Mehta

  IRN NXM01681

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 2 Oct 2019)
  • Responsibility for MCD Intermediation (2 Oct 2019 to 14 Jan 2026)
  • CF11 Money Laundering Reporting (20 Jul 2018 to 8 Dec 2019)
  • CF1 Director (20 Jul 2018 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
• Robert William Danby Bradford

  IRN RWB00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Oct 2015 to 8 Dec 2019)
• Siân Taylor Cartledge

  IRN SXT00645

  • [FCA CF] Functions requiring qualifications (15 Jan 2024 to 29 Aug 2024)
• Stephen Thompson

  IRN SXT09805

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jun 2022)
  • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
• Victoria Louise Todd

  IRN VLT01011

  • [FCA CF] Functions requiring qualifications (1 Jul 2022 to 26 Sep 2022)

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