Stephen Thompson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Carrington Investment Consultants Limited
FRN 566946
- Responsible for Insurance Distribution (since 6 Feb 2024)
- SMF16 Compliance Oversight (since 6 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Feb 2024)
FLEET STREET FINANCIAL LTD. (no longer approved here)
FRN 566865
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jun 2022)
- CF30 Customer (31 Dec 2018 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.