Tom Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Jul 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
    • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
    • CF28 Systems and controls (5 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jul 2018 to 30 Sep 2018)
    • CF1 Director (5 Jul 2018 to 8 Dec 2019)
  • Fairstone Private Wealth Limited

    FRN 457558

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Jul 2018)
  • Fairstone Financial Management Limited

    FRN 475973

    • SMF7 Group Entity Senior Manager (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (since 9 Dec 2019)
    • SMF5 Head of Internal Audit (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 5 Jul 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
    • CF1 Director (5 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2018 to 8 Dec 2019)
    • CF28 Systems and controls (5 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 Jul 2018 to 30 Sep 2018)
  • BBPS Limited (no longer approved here)

    FRN 307079

    • CF1 Director (23 Jan 2017 to 30 Apr 2018)

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