Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
- [FCA CF] Client dealing (since 16 Apr 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
- CF30 Customer (14 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2010 to 1 Aug 2013)
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- CF30 Customer (1 Jun 2010 to 16 Feb 2011)
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- Employed By (16 Apr 2010 to 16 Feb 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.