Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
    • [FCA CF] Client dealing (since 16 Apr 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
    • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2010 to 1 Aug 2013)
  • Smart Financial Planning Ltd (no longer approved here)

    FRN 484300

    • CF30 Customer (1 Jun 2010 to 16 Feb 2011)
  • Zone Financial Planning Ltd (no longer approved here)

    FRN 522260

    • Employed By (16 Apr 2010 to 16 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.