Thomas Joseph Anthony Dean

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Holder & Combes Limited

    FRN 574786

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Aug 2016)
    • CF30 Customer (since 9 Aug 2016)
  • Financial & Future Ltd

    FRN 754613

    • (1)Employed By (since 9 Aug 2016)
  • Plutus Wealth Management LLP (no longer approved here)

    FRN 541499

    • CF30 Customer (10 Jun 2013 to 1 Aug 2016)
  • Fairstone Wealth Management Limited (no longer approved here)

    FRN 188596

    • CF30 Customer (4 Mar 2009 to 13 Jun 2013)
  • Rutherford & Co (no longer approved here)

    FRN 216217

    • (27)Employed By (24 Apr 2008 to 12 Sep 2008)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (24 Apr 2008 to 12 Sep 2008)
  • Epworth Investment Management Limited (no longer approved here)

    FRN 175451

    • CF22 Investment Adviser (Trainee) (27 May 2002 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.