Evelyn Partners Securities

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Negotiation

• Debt Plan Admin

• Debt Collection

• Debt Advice

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Francois-Xavier Leonce Delaloye

  IRN FLD00006

  • CF30 Customer (9 Nov 2011 to 10 Jul 2014)
• Fraser Michael Wilkinson

  IRN FMW01010

  • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
  • CF27 Investment Management (1 May 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 May 2006 to 31 Oct 2007)
• Frederick Jones

  IRN FGJ00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
  • CF30 Customer (8 Dec 2016 to 8 Dec 2019)
• Frederick William McNabb III

  IRN FXM00066

  • Director of firm who is not a certification employee or a SMF manager (19 Jan 2021 to 18 Nov 2022)
• Gail Carr

  IRN GXC01587

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2025)
  • [FCA CF] Client dealing (since 18 Mar 2025)
• Gareth David Needham

  IRN GDN01007

  • CF21 Investment Adviser (16 Nov 2006 to 1 Feb 2007)
  • CF22 Investment Adviser (Trainee) (26 May 2005 to 16 Nov 2006)
• Gareth John Lewis

  IRN GJL01035

  • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2021)
  • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (11 Aug 2014 to 19 Jul 2019)
  • CF1 Director (11 Aug 2014 to 7 Mar 2017)
• Garry Mark Appleton

  IRN GMA00003

  • CF10 Compliance Oversight (2 Aug 2016 to 31 Jul 2017)
  • CF1 Director (2 Aug 2016 to 31 Jul 2017)
  • CF11 Money Laundering Reporting (2 Aug 2016 to 31 Jul 2017)
• Gary John Laing

  IRN GJL01099

  • CF30 Customer (18 Feb 2009 to 7 Oct 2013)
• Gary Moglione

  IRN GXM01322

  • CF26 Customer Trading (1 Dec 2001 to 17 Feb 2004)

• Cardales UK Ltd (no longer appointed)

  FRN 421964 · Appointed 14 Jan 2005 · Until 30 Nov 2011

No changes recorded yet.