Gareth John Lewis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (11 Aug 2014 to 19 Jul 2019)
    • CF1 Director (11 Aug 2014 to 7 Mar 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
    • CF1 Director (2 Aug 2016 to 7 Mar 2017)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (13 Dec 2016 to 19 Jul 2019)
    • CF29 Significant management (2 Aug 2016 to 8 Dec 2019)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF1 Director (2 Aug 2016 to 7 Mar 2017)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (9 Dec 2011 to 19 Jul 2019)
    • CF1 Director (9 Dec 2011 to 7 Mar 2017)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Client dealing (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF29 Significant management (10 May 2016 to 8 Dec 2019)
    • CF30 Customer (26 Apr 2016 to 19 Jul 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • [FCA CF] Significant management (24 Sep 2020 to 31 Dec 2021)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • [FCA CF] Significant management (24 Sep 2020 to 31 Dec 2021)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF1 Director (2 Aug 2016 to 7 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

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