Frederick Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2022)
    • [FCA CF] Client dealing (since 2 Aug 2022)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2022)
    • CF30 Customer (8 Dec 2016 to 8 Dec 2019)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2022)
  • Evelyn Partners Discretionary Investment Management Limited (no longer approved here)

    FRN 147103

    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2022)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2022)
    • CF30 Customer (2 Jul 2015 to 8 Dec 2019)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 May 2022)

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