Gareth David Needham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pension & Investment Partners LLP

    FRN 459533

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 26 Nov 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (2 Jan 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (16 Nov 2006 to 1 Feb 2007)
    • CF22 Investment Adviser (Trainee) (26 May 2005 to 16 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.