Pension & Investment Partners LLP

• Principal Place of Business

  Pension & Investment Partners LLP

  Realtex House

  2 Leeds Road

  Rawdon

  Leeds

  LS19 6AX

  UNITED KINGDOM

  Phone

  +4401132029529

  Web

  https://www.pipllp.co.uk

• Complaints Contact

  Pension & Investment Partners LLP

  Realtex House

  2 Leeds Road

  Rawdon

  Leeds

  LS19 6AX

  UNITED KINGDOM

  Phone

  +4401132029529

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bernard Francis Macken

  IRN BFM00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Nov 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Jan 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2007 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Jan 2007 to 8 Dec 2019)
  • CF4 Partner (2 Jan 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jan 2007 to 31 Mar 2009)
• Gareth David Needham

  IRN GDN01007

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2021)
  • [PRA CF] Key function holder (9 Dec 2019 to 26 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (2 Jan 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
• Shane Bernard Bryan Macken

  IRN SBM01080

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2021)
  • CF4 Partner (29 Nov 2013 to 8 Dec 2019)

No changes recorded yet.