Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David James Lavin

  IRN DJL00042

  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2004)
• David John Beckett

  IRN DJB01543

  • CF30 Customer (16 Apr 2010 to 27 Apr 2011)
• David John Clarke

  IRN DJC01351

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Dec 2021)
  • CF30 Customer (10 Jun 2014 to 8 Dec 2019)
• David John Gwilliam

  IRN DJG00027

  • CF30 Customer (22 Apr 2010 to 23 Apr 2012)
• David John Harrison

  IRN DJH00144

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2004)
• David John McCabe

  IRN DJM00135

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• David John Seymour Roques

  IRN DJR01155

  • CF2 Non Executive Director (26 Nov 2004 to 3 May 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (7 May 2004 to 25 Nov 2004)
• David John Sweeney

  IRN DJS00006

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2024)
  • CF30 Customer (14 Dec 2016 to 8 Dec 2019)
• David Kay

  IRN DXK00073

  • CF30 Customer (11 Sep 2015 to 7 Dec 2015)
• David MacFarlane

  IRN DXM00089

  • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.