David Kay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BROWN SHIPLEY & CO. LIMITED

    FRN 124548

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2019)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (31 Mar 2016 to 15 Feb 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Apr 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2017)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (11 Sep 2015 to 7 Dec 2015)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (10 Dec 2007 to 18 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.