David John Clarke

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
    • CF30 Customer (10 Jun 2014 to 8 Dec 2019)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Dec 2021)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (11 Jan 2017 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 12 Feb 2011)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.