Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Kouros Sadeghi-Broujerdi

  IRN CKS01021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 19 May 2025)
  • [FCA CF] Functions requiring qualifications (since 19 May 2025)
• Charles Philip Brian Moody

  IRN CPM01099

  • CF30 Customer (20 Jun 2013 to 15 Aug 2014)
• Charles Richard Wright

  IRN CRW01107

  • CF30 Customer (16 Apr 2010 to 30 Sep 2010)
• Charles William Mullins

  IRN CWM00001

  • CF30 Customer (17 Mar 2017 to 31 Jul 2019)
• Charlotte Davies

  IRN CXT01367

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Manager of certification employee (since 3 Oct 2022)
  • [FCA CF] Significant management (since 3 Oct 2022)
• Charlotte Mary Clarke

  IRN CMC00015

  • CF30 Customer (1 Nov 2007 to 22 Jan 2015)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2007)
• Charlotte Platts

  IRN CLP01024

  • [FCA CF] Material risk taker (since 1 Oct 2024)
  • [FCA CF] Manager of certification employee (since 6 Sep 2024)
• Charlotte Wheeler

  IRN CXW00484

  • [FCA CF] Client dealing (29 Apr 2024 to 7 Mar 2025)
  • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 7 Mar 2025)
• Cherice Mendes-Sweeney

  IRN CXM00704

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2022)
  • [FCA CF] Client dealing (since 21 Jul 2022)
• Cheryl Janes Kellock

  IRN CJK01028

  • CF30 Customer (16 Apr 2010 to 12 Apr 2012)

No changes recorded yet.