Charles Philip Brian Moody

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Dec 2023)
- [FCA CF] Functions requiring qualifications (since 7 Dec 2023)
- Appointed representative dealing with clients for which they require qualification (since 7 Dec 2023)
- CF1 Director (AR) (since 5 Oct 2023)
- CF30 Customer (since 5 Oct 2023)
Oculus Wealth Management (Westminster) Limited
FRN 1002893
- (1)Employed By (since 17 Oct 2023)
Oculus Wealth Management (Medway) Ltd (no longer approved here)
FRN 629238
- (2)Employed By (5 Oct 2023 to 18 Oct 2023)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (20 Jun 2013 to 15 Aug 2014)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (25 Jan 2012 to 13 May 2013)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (30 Nov 2010 to 6 Jan 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.