Evelyn Partners Financial Planning Limited

Date authorised
1 April 2013
Companies House
00607039
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Gresham Street
    London
    EC2V 7BG
    UNITED KINGDOM
    Phone
    +442071314000
    Web
    https://evelyn.com

  • Complaints Contact

    Evelyn Partners
    Maxis 2
    Western Road
    Bracknell
    Berkshire
    RG12 1RT
    UNITED KINGDOM
    Phone
    +442071314000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brett Owen Smith

    IRN BOS00003

    • CF30 Customer (1 Nov 2007 to 22 Nov 2013)
    • CF21 Investment Adviser (21 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 21 Feb 2007)
  • Brian David Colman

    IRN BDC00002

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 3 Sep 2004)
  • Brian Frederick Stuart Holmes

    IRN BFH00001

    • CF30 Customer (1 Nov 2007 to 30 Jun 2017)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Jan 2007 to 16 Jan 2007)
  • Brian George Copping

    IRN BGC00004

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2007)
  • Brian John McCarthy

    IRN BJM00011

    • CF22 Investment Adviser (Trainee) (25 Feb 2004 to 7 Jan 2005)
  • Brian Johnson

    IRN BXJ00015

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2002)
  • Brian Malcolm Potter

    IRN BXP00013

    • CF30 Customer (16 Apr 2010 to 3 Nov 2011)
  • Brian Peter Hummerston

    IRN BPH00007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Brian Reginald Dale

    IRN BRD00003

    • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2005)
  • Brian Robert Cowie

    IRN BRC00012

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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