Brian John McCarthy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ESPC (UK) Ltd (no longer approved here)
FRN 498042
- (3)Employed By (19 Mar 2009 to 21 Dec 2009)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF22 Investment Adviser (Trainee) (25 Feb 2004 to 7 Jan 2005)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF21 Investment Adviser (6 Oct 2003 to 16 Feb 2004)
- CF22 Investment Adviser (Trainee) (30 Apr 2003 to 6 Oct 2003)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF21 Investment Adviser (1 Dec 2001 to 6 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.