Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Robert Muirhead

  IRN BRM00004

  • CF30 Customer (1 Nov 2007 to 2 Mar 2012)
  • CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 14 Dec 2006)
• Brian William Owen

  IRN BWO00001

  • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (11 Feb 2020 to 31 Mar 2023)
  • [FCA CF] Client dealing (11 Feb 2020 to 31 Mar 2023)
• Briony Laura Dust

  IRN BLD00005

  • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
  • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
• Bronwen Alice Lancaster

  IRN BAP01031

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 19 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 13 Dec 2023)
  • [FCA CF] Client dealing (since 13 Dec 2023)
  • CF30 Customer (21 Jul 2011 to 25 Oct 2016)
• Bruce Leonard Dodd

  IRN BLD00003

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
  • CF30 Customer (12 Jun 2014 to 8 Dec 2019)
• Bruce Saunderson

  IRN BXS00024

  • CF30 Customer (9 Dec 2016 to 7 Apr 2017)
• Brunhild Wilson

  IRN BXW00115

  • [FCA CF] Significant management (since 9 Dec 2019)
• Bryan Innes

  IRN BAI00002

  • CF30 Customer (1 Nov 2007 to 18 Aug 2016)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• Bryan Rowland Bull

  IRN BRB00007

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• Bryce Alexander Niven

  IRN BAN00008

  • CF30 Customer (1 Nov 2007 to 1 Jun 2017)
  • CF21 Investment Adviser (2 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 May 2003 to 11 Sep 2004)

No changes recorded yet.