Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (11 Feb 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 31 Mar 2023)
    • [FCA CF] Manager of certification employee (11 Feb 2020 to 31 Mar 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (11 Feb 2020 to 31 Mar 2023)
    • [FCA CF] Client dealing (11 Feb 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (11 Feb 2020 to 31 Mar 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 23 Dec 2019)
    • CF30 Customer (18 Mar 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Apr 2009 to 31 Jan 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF21 Investment Adviser (29 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.