Brian Malcolm Potter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2020)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2020)
- CF1 Director (AR) (15 May 2015 to 21 Dec 2020)
- CF30 Customer (7 Mar 2012 to 21 Dec 2020)
Benchmark Financial Planning Limited (no longer approved here)
FRN 227247
- Employed By (1 Apr 2015 to 21 Dec 2020)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF30 Customer (16 Apr 2010 to 3 Nov 2011)
THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)
FRN 431157
- CF21 Investment Adviser (1 Jun 2005 to 13 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.