Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas John Smith

  IRN NJS00021

  • CF30 Customer (1 Nov 2007 to 31 Jul 2017)
  • CF21 Investment Adviser (29 Apr 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
• Nicholas John Smith

  IRN NJS00002

  • CF30 Customer (11 Dec 2013 to 13 Nov 2018)
• Nicholas John Timothy Lee

  IRN NJL00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
• Nicholas John Vaughan Rimmer

  IRN NJR00010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jan 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2022)
  • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
• Nicholas Murphy

  IRN NWM01017

  • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
• Nicholas Paul Higginbottom

  IRN NPH01065

  • CF30 Customer (29 Mar 2010 to 18 Aug 2016)
• Nicholas Reeves

  IRN NMR01043

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Aug 2022)
  • [FCA CF] Client dealing (since 9 Aug 2022)
  • CF30 Customer (31 Aug 2016 to 28 Jan 2019)
• Nicholas Toby Hiscock

  IRN NTH01015

  • CF2 Non Executive Director (26 Nov 2004 to 3 May 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Jul 2003 to 25 Nov 2004)
• Nicholas Walton

  IRN NXW00271

  • [FCA CF] Client dealing (since 18 May 2023)
• Nicola Claire Mitford-Slade

  IRN NCM01026

  • [FCA CF] Significant management (13 Jul 2022 to 12 Sep 2022)
  • [FCA CF] Manager of certification employee (13 Jul 2022 to 12 Sep 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2020 to 13 Jul 2022)

No changes recorded yet.