Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicola Lynn Hilton

  IRN NLH01022

  • CF30 Customer (9 Jun 2014 to 26 Jan 2015)
• Nicolai Ian Lewis

  IRN NIL01007

  • [FCA CF] Functions requiring qualifications (19 Aug 2021 to 23 Oct 2025)
  • [FCA CF] Client dealing (19 Aug 2021 to 23 Oct 2025)
• Nigel Alan Small

  IRN NAS01117

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
• Nigel Allman

  IRN NXA01408

  • CF1 Director (26 Jul 2017 to 3 Oct 2018)
  • CF10 Compliance Oversight (26 Jul 2017 to 3 Oct 2018)
• Nigel Anthony Hatt

  IRN NAH01086

  • CF30 Customer (23 Jan 2008 to 23 Jan 2015)
• Nigel Barrington-Smith

  IRN NXB00009

  • CF30 Customer (1 Nov 2007 to 28 Apr 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nigel Brinley Yeo

  IRN NBY00001

  • CF30 Customer (1 Nov 2007 to 1 Dec 2012)
  • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
• Nigel Christopher Chancellor

  IRN NCC00016

  • CF30 Customer (29 Mar 2010 to 13 Sep 2010)
• Nigel Granville Lister

  IRN NGL00002

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Jan 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Jan 2021)
  • CF30 Customer (10 Jul 2019 to 8 Dec 2019)
• Nigel Ian Phillips

  IRN NIP01005

  • CF30 Customer (16 Apr 2010 to 14 May 2012)

No changes recorded yet.