Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Edward Parkes

  IRN NXP00078

  • [FCA CF] Functions requiring qualifications (8 Aug 2022 to 30 Sep 2023)
  • [FCA CF] Client dealing (8 Aug 2022 to 30 Sep 2023)
• Nicholas Farnden

  IRN NCF01020

  • CF30 Customer (19 Aug 2015 to 3 Mar 2016)
• Nicholas Goldup

  IRN NXG00102

  • [FCA CF] Material risk taker (1 Oct 2024 to 27 Jan 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 27 Jan 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Jan 2026)
• Nicholas Graham Bernard Platt

  IRN NGP00004

  • CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2005)
• Nicholas Hanson Crawford

  IRN NHC00008

  • CF30 Customer (11 Nov 2010 to 31 May 2013)
• Nicholas Hathaway

  IRN NXH00194

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Jun 2023)
  • [FCA CF] Client dealing (since 6 Jun 2023)
• Nicholas James

  IRN NXJ00013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
  • [FCA CF] Client dealing (since 2 Jul 2021)
• Nicholas James Hagger

  IRN NJH00024

  • CF21 Investment Adviser (1 Dec 2001 to 22 May 2007)
• Nicholas John Geere

  IRN NJG00059

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Apr 2025)
  • CF30 Customer (18 Aug 2010 to 8 Dec 2019)
• Nicholas John Hampton

  IRN NJH00022

  • CF30 Customer (31 May 2014 to 18 Jan 2019)

No changes recorded yet.