Nicholas Graham Bernard Platt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Henwood Court Financial Planning Limited

    FRN 417707

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (1 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Feb 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (4 Feb 2005 to 31 Mar 2009)
    • CF21 Investment Adviser (4 Feb 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Feb 2005 to 30 Jan 2014)
    • CF10 Compliance Oversight (4 Feb 2005 to 18 Nov 2013)
    • CF1 Director (4 Feb 2005 to 1 Nov 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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