Evelyn Partners Financial Planning Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · ”Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders"

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lianne Frances Sawoky

  IRN LFS01019

  • CF30 Customer (16 Apr 2010 to 11 Mar 2011)
• Linda Anne Payne

  IRN LAP01086

  • CF1 Director (3 Aug 2016 to 30 Nov 2017)
  • CF29 Significant management (23 Sep 2015 to 30 Nov 2017)
• Linda Jayne Taylor

  IRN LJT00003

  • CF21 Investment Adviser (18 Sep 2002 to 5 Jan 2006)
  • CF22 Investment Adviser (Trainee) (24 Jan 2002 to 18 Sep 2002)
• Linda Jean Priestley

  IRN LXP00019

  • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)
• Lisa Anderson

  IRN LAA01052

  • [FCA CF] Client dealing (8 Jan 2021 to 13 May 2021)
  • [FCA CF] Functions requiring qualifications (8 Jan 2021 to 13 May 2021)
• Lisa Caplan

  IRN LXC01408

  • CF30 Customer (27 Mar 2008 to 21 Jan 2016)
• Lisa Wiggins

  IRN LXW00148

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 30 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
  • [FCA CF] Client dealing (since 9 Apr 2020)
• Lloyd Gharibian

  IRN LVG00002

  • CF30 Customer (1 Nov 2007 to 22 Nov 2007)
  • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
• Lloyd Matthew Holmes Davies

  IRN LXD00035

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2025)
• Lloyd Matthew Hunter

  IRN LMH01071

  • CF30 Customer (29 Jul 2013 to 5 Sep 2016)
  • CF22 Investment Adviser (Trainee) (1 Jun 2007 to 25 Jul 2007)

No changes recorded yet.