Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- SMF3 Executive Director (since 4 Jan 2023)
- [PRA CF] Key function holder (9 Dec 2019 to 11 Oct 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2022)
- Responsible for Insurance Mediation (28 Sep 2018 to 30 Sep 2018)
- CF29 Significant management (28 Sep 2018 to 8 Dec 2019)
- Responsibility for MCD Intermediation (28 Sep 2018 to 16 Jun 2022)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
- CF29 Significant management (23 Sep 2015 to 30 Nov 2017)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
- CF29 Significant management (23 Sep 2015 to 30 Nov 2017)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
- CF29 Significant management (23 Sep 2015 to 30 Nov 2017)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
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- CF1 Director (3 Aug 2016 to 30 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.