Lloyd Matthew Holmes Davies

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Jan 2025)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Jan 2025)
  • Nockolds Wealth Ltd (no longer approved here)

    FRN 669520

    • (1)Employed By (13 Mar 2023 to 29 Nov 2024)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • [FCA CF] Client dealing (13 Mar 2023 to 29 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (13 Mar 2023 to 29 Nov 2024)
    • CF30 Customer (13 Mar 2023 to 29 Nov 2024)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Functions requiring qualifications (1 Apr 2019 to 23 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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