Equiti Capital UK Limited

• Principal Place of Business

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970402

  Web

  https://www.equiticapital.co.uk

• Complaints Contact

  11 Ironmonger Lane

  London

  EC2V 8EY

  UNITED KINGDOM

  Phone

  +4402070970484

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rika Abeygoonaratne

  IRN RXA00090

  • [FCA CF] Significant management (9 Dec 2019 to 18 Aug 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Aug 2023)
• Ross Howard Ditlove

  IRN RHD01045

  • CF1 Director (27 Apr 2011 to 19 Jun 2013)
• Ryan Charles Patrick Clifford

  IRN RCC01102

  • [FCA CF] Manager of certification employee (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Samer Nagi Baaklini

  IRN SXB03963

  • [FCA CF] Client dealing (since 18 Nov 2024)
• Samuel Christou

  IRN SXC01949

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jun 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jun 2021)
  • CF30 Customer (12 Oct 2017 to 8 Dec 2019)
• Saul David Knapp

  IRN SDK01063

  • [FCA CF] Material risk taker (11 Jun 2020 to 31 May 2022)
  • [FCA CF] Manager of certification employee (11 Jun 2020 to 31 May 2022)
  • CF30 Customer (16 Oct 2018 to 25 Oct 2019)
• Sheetal Chouhan

  IRN SXS00292

  • SMF3 Executive Director (13 Sep 2021 to 10 Jan 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Sep 2021)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 13 Sep 2021)
• Simon Dodkin

  IRN SAD01086

  • SMF3 Executive Director (since 31 Mar 2025)
  • SMF16 Compliance Oversight (since 2 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2023)
• Steven Robert Reeves

  IRN SRR01025

  • SMF9 Chair of the Governing Body (since 14 Apr 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 6 Jul 2022)
• Stuart Keith Cole

  IRN SKC01027

  • [FCA CF] Client dealing (24 May 2022 to 30 Nov 2022)

No changes recorded yet.