Stuart Keith Cole

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiti Capital UK Limited (no longer approved here)

    FRN 528328

    • [FCA CF] Client dealing (24 May 2022 to 30 Nov 2022)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Oct 2019)
    • CF30 Customer (8 Aug 2011 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Jun 2009 to 7 Jul 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 7 Jul 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.