Equiti Capital UK Limited

Date authorised
1 April 2013
Companies House
07216039
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Ironmonger Lane
    London
    EC2V 8EY
    UNITED KINGDOM
    Phone
    +4402070970402
    Web
    https://www.equiticapital.co.uk

  • Complaints Contact

    11 Ironmonger Lane
    London
    EC2V 8EY
    UNITED KINGDOM
    Phone
    +4402070970484

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wei Zhu

    IRN WXZ01033

    • CF1 Director (15 Jul 2013 to 23 Sep 2014)
    • CF30 Customer (15 Jul 2013 to 23 Sep 2014)
  • Wendi Joi Turnipseed

    IRN WJT01030

    • CF3 Chief Executive (12 Oct 2012 to 19 Jun 2013)
    • CF10 Compliance Oversight (7 Jun 2011 to 19 Jun 2013)
    • CF30 Customer (7 Jun 2011 to 19 Jun 2013)
    • CF11 Money Laundering Reporting (7 Jun 2011 to 6 Jan 2012)
    • CF1 Director (7 Jun 2011 to 19 Jun 2013)
  • Yiannos Xenophontos

    IRN YXX01016

    • [FCA CF] Client dealing (since 5 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 May 2025)
    • [FCA CF] Significant management (since 5 May 2025)
    • [FCA CF] Manager of certification employee (since 5 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.