Steven Robert Reeves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiti Capital UK Limited

    FRN 528328

    • SMF9 Chair of the Governing Body (since 14 Apr 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 6 Jul 2022)
  • Interactive Brokers (U.K.) Limited (no longer approved here)

    FRN 208159

    • CF10a CASS Oversight function (9 Nov 2011 to 25 May 2013)
    • CF28 Systems and controls (9 Nov 2011 to 25 May 2013)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF1 Director (7 May 2008 to 30 Jun 2010)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF29 Significant management (1 Nov 2007 to 6 Feb 2008)
    • CF28 Systems and controls (1 Nov 2007 to 6 Feb 2008)
    • CF1 Director (30 Jul 2007 to 6 Feb 2008)
    • CF19 Significant Mgt (Financial Resources) (23 Oct 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (23 Oct 2006 to 31 Oct 2007)
    • CF13 Finance (23 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.