Simon Dodkin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equiti Capital UK Limited
FRN 528328
- SMF3 Executive Director (since 31 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Feb 2023)
- SMF16 Compliance Oversight (since 2 Feb 2023)
Spreadex Limited (no longer approved here)
FRN 190941
- SMF16 Compliance Oversight (14 Feb 2022 to 20 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2022 to 20 Jan 2023)
Guardian Stockbrokers Ltd (no longer approved here)
FRN 492519
- CF11 Money Laundering Reporting (18 Apr 2017 to 11 Jun 2018)
- CF10 Compliance Oversight (18 Apr 2017 to 11 Jun 2018)
FXPRO UK Limited (no longer approved here)
FRN 509956
- CF10 Compliance Oversight (10 Sep 2010 to 25 Feb 2011)
- CF11 Money Laundering Reporting (10 Sep 2010 to 25 Feb 2011)
- CF1 Director (10 Sep 2010 to 25 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.