EPIC Investment Partners (UK) Limited

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FRN: 217457
Date authorised: 1 April 2013
Companies House: 04467441
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

3rd Floor

Audrey House

16 - 20 Ely Place

London

EC1N 6SN

UNITED KINGDOM

Phone

+4402075532363

Web

https://www.epicip.com
Complaints Contact

Audrey House

16-20 Ely Place

London

EC1N 6SN

UNITED KINGDOM

Phone

+4402075532333

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

James Harry David Seligman
IRN JHS01128
- CF30 Customer (3 Feb 2014 to 15 Sep 2015)
James Henry Kilpatrick
IRN JHK01021
- CF30 Customer (1 Nov 2007 to 22 Feb 2012)
- CF23 Corporate Finance Adviser (17 Feb 2003 to 31 Oct 2007)
- CF21 Investment Adviser (17 Feb 2003 to 31 Oct 2007)
James William Henderson
IRN JWH01107
- [FCA CF] Client dealing (9 Dec 2019 to 30 May 2025)
- CF30 Customer (15 Jun 2009 to 8 Dec 2019)
Jane Grace Dumeresque
IRN JGD01063
- CF1 Director (5 Feb 2007 to 28 Sep 2007)
Jo Mark Pole Welman
IRN JMW01129
- CF30 Customer (1 Nov 2007 to 3 Dec 2019)
- CF3 Chief Executive (30 Dec 2002 to 28 Sep 2007)
- CF8 Apportionment and Oversight (30 Dec 2002 to 28 Sep 2007)
- CF27 Investment Management (30 Dec 2002 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (30 Dec 2002 to 31 Oct 2007)
- CF21 Investment Adviser (30 Dec 2002 to 31 Oct 2007)
- CF1 Director (30 Dec 2002 to 28 Sep 2007)
John Desmond Lee
IRN JDL01054
- CF30 Customer (1 Nov 2007 to 21 Feb 2011)
- CF21 Investment Adviser (4 Feb 2003 to 31 Oct 2007)
- CF26 Customer Trading (4 Feb 2003 to 31 Oct 2007)
- CF27 Investment Management (4 Feb 2003 to 31 Oct 2007)
Jonathan Frederick Fieldsend
IRN JFF01015
- CF27 Investment Management (18 Feb 2004 to 4 Jan 2006)
Jonathan Grosvenor Coddington
IRN JGC01052
- [FCA CF] Client dealing (since 14 Oct 2025)
Joseph Patrick Wilson
IRN JPW01190
- CF30 Customer (19 Jul 2010 to 18 Nov 2013)
Justin Guest
IRN JXG01655
- CF21 Investment Adviser (17 Jun 2005 to 4 Jan 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

EPIC Investment Partners LLP
FRN 451580 · Appointed 8 May 2006
ECO Private Equity Advisors LLP (no longer appointed)
FRN 507832 · Appointed 2 Oct 2009 · Until 28 Oct 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.