John Desmond Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (1 Nov 2007 to 9 Sep 2011)
    • CF26 Customer Trading (25 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (25 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • EPIC Investment Partners (UK) Limited (no longer approved here)

    FRN 217457

    • CF30 Customer (1 Nov 2007 to 21 Feb 2011)
    • CF27 Investment Management (4 Feb 2003 to 31 Oct 2007)
    • CF26 Customer Trading (4 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Feb 2003 to 31 Oct 2007)
  • EPIC Investment Partners LLP (no longer approved here)

    FRN 451580

    • (4)Employed By (5 Jun 2006 to 21 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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