James William Henderson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP
FRN 713859
- CF30 Customer (since 21 Apr 2026)
EPIC Investment Partners (UK) Limited (no longer approved here)
FRN 217457
- [FCA CF] Client dealing (9 Dec 2019 to 30 May 2025)
- CF30 Customer (15 Jun 2009 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (22 Jun 2006 to 18 Aug 2006)
- CF22 Investment Adviser (Trainee) (26 Oct 2005 to 21 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.