Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 10 Dec 2018)
    • SIMF14 Senior Independent Director (22 Sep 2016 to 9 Dec 2018)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 28 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • EPIC Investment Partners (UK) Limited (no longer approved here)

    FRN 217457

    • CF30 Customer (1 Nov 2007 to 3 Dec 2019)
    • CF23 Corporate Finance Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF1 Director (30 Dec 2002 to 28 Sep 2007)
    • CF21 Investment Adviser (30 Dec 2002 to 31 Oct 2007)
    • CF27 Investment Management (30 Dec 2002 to 31 Oct 2007)
    • CF3 Chief Executive (30 Dec 2002 to 28 Sep 2007)
    • CF8 Apportionment and Oversight (30 Dec 2002 to 28 Sep 2007)
  • Strand Hanson Limited (no longer approved here)

    FRN 161661

    • CF2 Non Executive Director (1 Dec 2001 to 30 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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