EPIC Investment Partners (UK) Limited

• Principal Place of Business

  3rd Floor

  Audrey House

  16 - 20 Ely Place

  London

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075532363

  Web

  https://www.epicip.com

• Complaints Contact

  Audrey House

  16-20 Ely Place

  London

  EC1N 6SN

  UNITED KINGDOM

  Phone

  +4402075532333

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karen Elaine Shackleton

  IRN KES01039

  • CF21 Investment Adviser (9 Nov 2006 to 23 Apr 2007)
• Kenneth Reginald Dawson West

  IRN KRW01047

  • CF2 Non Executive Director (12 Mar 2007 to 28 Sep 2007)
• Kent Charles Claxton

  IRN KCC01012

  • CF21 Investment Adviser (11 Jun 2007 to 28 Sep 2007)
• Loc Duc Nguyen

  IRN LDN01006

  • CF27 Investment Management (30 Dec 2002 to 28 Feb 2006)
  • CF21 Investment Adviser (30 Dec 2002 to 28 Feb 2006)
• Martin John Williamson

  IRN MJW01318

  • CF1 Director (30 Dec 2002 to 19 Jan 2007)
  • CF13 Finance (30 Dec 2002 to 9 Feb 2006)
• Matthew Scales

  IRN MXS01309

  • CF1 Director (16 Jun 2004 to 19 Jan 2007)
• Neil David Eckert

  IRN NDE01007

  • CF1 Director (16 Jun 2004 to 19 Jan 2007)
• Nicholas David Broadhead

  IRN NDB01017

  • CF21 Investment Adviser (11 Feb 2003 to 23 Apr 2007)
• Nicholas Geoffrey Alastair Denniston

  IRN NGD01014

  • CF30 Customer (21 Jun 2010 to 16 Mar 2012)
• Peter Anthony Murray

  IRN PAM01207

  • CF21 Investment Adviser (3 Dec 2004 to 23 Apr 2007)

• EPIC Investment Partners LLP

  FRN 451580 · Appointed 8 May 2006

• ECO Private Equity Advisors LLP (no longer appointed)

  FRN 507832 · Appointed 2 Oct 2009 · Until 28 Oct 2011

No changes recorded yet.