Kenneth Reginald Dawson West

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KW Wealth Planning Limited (no longer approved here)
FRN 114694
- CF2 Non Executive Director (17 Apr 2014 to 15 Apr 2019)
KW Investment Management Limited (no longer approved here)
FRN 506600
- CF2 Non Executive Director (17 Apr 2014 to 15 Apr 2019)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF2 Non Executive Director (26 Oct 2010 to 16 Mar 2015)
South River Asset Management Limited (no longer approved here)
FRN 197097
- CF2 Non Executive Director (12 Mar 2007 to 18 Feb 2008)
EPIC Investment Partners (UK) Limited (no longer approved here)
FRN 217457
- CF2 Non Executive Director (12 Mar 2007 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.