Kent Charles Claxton

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zelof & Partners LLP
FRN 596483
- SMF27 Partner (since 17 Jul 2021)
Northlight Group LLP (no longer approved here)
FRN 506925
- [FCA CF] Client dealing (28 Jul 2023 to 30 Apr 2025)
- [FCA CF] Significant management (28 Jul 2023 to 30 Apr 2025)
- CF30 Customer (3 Jul 2014 to 8 Dec 2019)
South River Asset Management Limited (no longer approved here)
FRN 197097
- CF30 Customer (1 Nov 2007 to 4 Aug 2014)
- CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
EPIC Investment Partners (UK) Limited (no longer approved here)
FRN 217457
- CF21 Investment Adviser (11 Jun 2007 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.