EMET FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Unit 30

  Silk Mill Business Park

  Brook Street

  Tring

  Hertfordshire

  HP23 5EF

  UNITED KINGDOM

  Phone

  +4401296925988

• Complaints Contact

  Unit 30 Silk Mill Business Park

  Brook Street

  Tring

  Hertfordshire

  HP23 5EF

  UNITED KINGDOM

  Phone

  +4401296925988

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Stuart King

  IRN MSK01029

  • [FCA CF] Client dealing (4 Aug 2022 to 16 Jul 2024)
  • [FCA CF] Functions requiring qualifications (4 Aug 2022 to 16 Jul 2024)
• Michael Francis Partridge

  IRN MXP00816

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
  • Appointed representative dealing with clients for which they require qualification (since 8 Jan 2024)
  • [FCA CF] Client dealing (since 8 Jan 2024)
• Peter John Lawlor

  IRN PXL00216

  • [FCA CF] Functions requiring qualifications (29 Oct 2021 to 29 Dec 2023)
  • [FCA CF] Client dealing (29 Oct 2021 to 29 Dec 2023)
• Richard Ian Owen

  IRN RXO00007

  • CF30 Customer (16 Feb 2021 to 6 Jan 2023)
  • CF1 Director (AR) (16 Feb 2021 to 6 Jan 2023)
  • Appointed representative dealing with clients for which they require qualification (21 Jan 2021 to 6 Jan 2023)
  • [FCA CF] Client dealing (26 Aug 2020 to 6 Jan 2023)
  • [FCA CF] Functions requiring qualifications (26 Aug 2020 to 6 Jan 2023)
• Russell Mark Cooper

  IRN RMC00053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Sep 2024)
• Ryan John Hambridge

  IRN RXH00880

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Aug 2025)
  • [FCA CF] Client dealing (since 26 Aug 2025)
• Sean Anthony Kelly

  IRN SAK01085

  • [FCA CF] Client dealing (4 Aug 2022 to 16 Jul 2024)
  • [FCA CF] Functions requiring qualifications (4 Aug 2022 to 16 Jul 2024)
• Stuart Kennard

  IRN SXK00535

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 17 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)

• Adventus Partners Ltd (no longer appointed)

  FRN 808740 · Appointed 13 Dec 2021 · Until 16 Jul 2024

• Merlin Wealth Planning Limited (no longer appointed)

  FRN 815182 · Appointed 30 Jun 2021 · Until 14 May 2025

• R10 Financial Limited (no longer appointed)

  FRN 943460 · Appointed 21 Jan 2021 · Until 9 Jan 2023

No changes recorded yet.